October 15, 2005
What to Do About Russia

By James M. Goldgeier and Michael McFaul

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Dual-Track Diplomacy

At a time when Russia is intermittently ratcheting up the Cold War rhetoric, offering little on foreign policy issues of most concern, and heading in an increasingly authoritarian direction at home, what is most needed in Washington is a new version of the dual-track strategy Ronald Reagan pursued after 1982: offering serious cooperation on strategic matters while at the same time standing up for America’s democratic principles — principles President Bush has eloquently elaborated in discussing other parts of the world — and engaging directly with Russian society to help foster democratic development.8 The president needs to send strong signals that the United States seeks to promote both economic and political reform in Ukraine and the Caucasus and their eventual integration into Western institutions — not to isolate or humiliate Russia, but because that is the only long-term strategy for achieving stability in the region. Pursuing arms control while simultaneously pressing our democratic values is not easy, but it was successful in the 1980s, and it can be successful again.

Denuclearization, Nonproliferation, and Counterproliferation. To pursue a dual-track strategy, the Bush administration should move to offer Putin a real agenda of mutual benefit to the United States and Russia. The U.S.-Russia relationship is in desperate need of a new, grand, and cooperative initiative. The logical place to start is in the nuclear sphere.

Accelerating the dismantlement of nuclear weapons, perhaps even with the aid of a new treaty, would be one way to generate a new atmosphere of cooperation between Russia and the United States and help the U. S. in its quest to discourage proliferation of nuclear weapons worldwide. A treaty that defined rules for counting warheads, specified a timetable for dismantlement, included robust verification procedures, made cuts permanent, and did not allow demobilized weapons to be put in storage (as is now the practice under the Strategic Offensive Reductions Treaty signed in Moscow in 2002) would send a message to the world that the United States is serious about meeting its obligations specified in Article 6 of the Nuclear Nonproliferation Treaty (npt).

Similarly, President Bush could propose to Putin a new bilateral agreement pledging to discontinue research and development of new nuclear weapons. Neither the United States nor Russia needs to develop “mini-nukes” or bunker-busting nuclear weapons, since the deployment of such systems would increase, however slightly, the probability of using nuclear weapons.

The administration should also move quickly to expand and accelerate Cooperative Threat Reduction (ctr). Of course, metrics for measuring success must be made clear, and information about progress in meeting these goals must be made more readily available. The lack of access to storage facilities operated by the Russian Ministry of Defense and the Agency for Atomic Energy (formerly the Ministry of Atomic Energy, Minatom) has been a real impediment to the deeper development of the Nunn-Lugar program for the safe and secure dismantlement of nuclear weapons. In the summer of 2005, following on the heels of discussions held by Bush and Putin in February at their Bratislava summit, the Russian government offered the United States a small number of opportunities to inspect sites, a step hailed by Senator Lugar on his trip to Russia in August 2005. To expand these opportunities further, American officials could lessen Russian suspicions about American intentions in seeking greater access by giving Russian officials greater access to American storage facilities. The more transparency, the better. Special new emphasis should be placed on the removal of highly enriched uranium from Russian naval systems scheduled for dismantlement.

Both countries should also sign a more robust and verifiable Fissile Material Cutoff Treaty. If this new treaty is going to have any chance at success, the current American proposal to limit verification procedures — growing out of the Bush administration’s reluctance to have an international organization carrying out on-site inspections of American facilities — should be reversed. Russian and American officials also must take the lead in establishing a new protocol to the npt forbidding the acquisition of a closed fuel cycle by any nonnuclear country seeking to develop nuclear power capabilities.

Finally, more than a decade after the end of the Cold War, it is simply absurd that American and Russian nuclear forces remain on hair-trigger alert. This practice must be stopped immediately.

Trade. In addition to nuclear cooperation, the Bush administration should offer a new course in the trade sphere. No act would buy the president greater goodwill among Russian state officials and society at large than Russia’s graduation from the Jackson-Vanik amendment to the Trade Act of 1974. Jackson-Vanik rightly denied most favored nation status to the Soviet Union because of its restrictive emigration practices. Certainly some of the human rights problems that Senator Jackson and Congressman Vanik wanted to address in 1974 remain, but Jackson-Vanik no longer addresses these new strains of infringement. It is time for Congress to graduate Russia from Jackson-Vanik and thereby allow Russia to obtain permanent normal trading status with the United States even before Russia joins the World Trade Organization.

As a way to get the legislation passed and send the right signals about democracy to human rights activists inside Russia, the Bush administration should work with congressional leaders to initiate legislation to deal with new forms of human rights abuses in Russia today. Specifically, the president should urge Congress to provide new resources to the Jackson Foundation, a nonprofit organization established with seed money from Congress to continue Jackson’s agenda of promoting human rights and religious freedoms in the Soviet Union and Russia. A better-funded Jackson Foundation could make direct grants to those activists and organizations in Russia that are still dedicated to the original principles outlined in the 1974 legislation.

Securing Russian Cooperation on America’s Security Agenda. On several fronts, the United States needs to get greater cooperation from President Putin than he has offered to date. The most pressing issue is Iran’s nuclear program. If it goes forward, it will dramatically destabilize the broader Middle East and may compel states such as Egypt and Saudi Arabia to pursue nuclear weapons of their own, in addition to complicating relations with the new government of Iraq. The Bush administration needs Russia’s support for a unified international approach to the Iranian crisis at a time when negotiations between the eu-3 (Britain, France, and Germany) and Iran have broken down and the eu-3 may support referring the problem to the un Security Council for sanctions. Russia has given rhetorical support for the work being done by the eu-3, but it needs to do more. Until a new international agreement is reached with Iran, Putin should pull out of Iran all Russian nuclear scientists and advisors at Bushehr and halt any further transfer of nuclear technology or nuclear fuel.

In the event that Russia continues to provide support for Iranian nuclear reactors, the United States should seek greater international oversight over the spent-fuel agreement Moscow and Tehran have forged. Iran has agreed to send the spent fuel from the Bushehr reactor to Russia so that this material is unavailable for reprocessing to produce weapons-grade plutonium. But what if Iran reneges on the deal after the reactor is completed? The Bush administration should seek Russian agreement for international oversight of the spent-fuel arrangement.

Of equal significance is U.S.-Russian cooperation in fighting terrorist organizations. American and Russian cooperation in defeating the Taliban in Afghanistan was real and tangible. U.S. and Russian officials hint that they continue to share and exchange intelligence about international terrorist groups, and the nato-Russia Council established in 2002 has engaged in discussions about how to develop military cooperation in this area. The Russian intelligence community, as well as Moscow’s policy and academic communities, have unique experiences with and insights about the greater Middle East from which their counterparts in the United States can learn.

Unfortunately, however, the Russian battle against secessionists has been portrayed as part of the larger global war on terror. While al Qaeda has long played an active role in supporting the secessionists, Russia’s fight and America’s are not the same. More munitions have been used in the past ten years in Chechnya than on any European city since World War ii. Indiscriminate violence against civilians has been the norm, which in turn has strengthened extremist ideologues and weakened moderate nationalists inside Chechnya. This current Russian strategy toward Chechnya does not serve American national security interests.

The heavy-handed Russian approach during the Ukrainian presidential elections highlights the challenges for American interests in Eurasia. U.S. policy since the end of 1991 has been to support the territorial integrity and political independence of all the former republics of the extinct Soviet Union. Baltic membership in nato and the eu has secured those countries’ futures, but those countries beyond nato’s reach still face threats from Russia. Russian support for separatists in Moldova and Georgia is extremely destabilizing. Ukraine’s future course is vitally important for signaling what is and is not possible in the former Soviet Union. If Ukraine is not successful in developing more significant partnerships with nato and the eu, the divide between those countries of Central and Eastern Europe that integrated into Europe and those of the non-Baltic former Soviet Union that did not will threaten what has been achieved since the end of the Cold War.

The essence of a new approach would be to internationalize conflicts in the region, and especially in Georgia and Moldova. The Russians cannot be the only peacekeeping forces involved. Ideally, the United Nations (including Russia) would endorse new multilateral deployments, and the osce would take the lead in organizing a multinational peacekeeping force. The negotiation processes must also be internationalized. Georgian officials, for instance, can sit down at the negotiating table with their Russian counterparts only if Americans and Europeans are also seated there.

Finally, there is oil. Russia not only is the world’s largest exporter of oil and gas, but also still has one of the world’s largest oil reserve bases and owns 30 percent of the world’s proven gas reserves. Managing Russia’s growing presence in these markets will be a major strategic challenge for the United States for the coming decades. Assisting American direct foreign investment in Russia, resisting greater state ownership of these resources, and increasing the number of pipelines available to ship them are strategic American objectives which can be pursued only through a cooperative relationship with the Kremlin.

Reengaging Russian Society. The development of a more comprehensive relationship with the Russian government does not mean that U.S. officials must endorse Putin’s autocratic ways or refrain from discussing and promoting democratic values within Russian society. There need not be a tradeoff between these two policy directions. Putin and his government will cooperate with their counterparts in Washington if and only if they see such engagement as advancing their definition of Russia’s national interest. They will not disrupt such beneficial cooperation between governments in response to American efforts to engage Russian society. Therefore, in addition to reinvigorating the state-to-state agenda with the Kremlin, American officials must rededicate their efforts to promoting the unfinished business of Russian democratization.

The battle for democracy within Russia will be won or lost largely by internal forces. At the margins, however, the United States can help to tilt the balance in favor of those who support freedom. In seeking to influence economic and political developments inside Russia, the United States has few coercive tools available. Comprehensive, sustained, and meaningful engagement of all elements of Russian society, therefore, must be the strategy.

A new policy of aiding Russian democracy begins by speaking the truth about democratic erosion under Putin. Just weeks before assuming her responsibilities as national security adviser, Condoleezza Rice wrote about the deleterious consequences of not speaking honestly about Russia’s internal problems: “The United States should not be faulted for trying to help. But, as the Russian reformer Grigori Yavlinsky has said, the United States should have ‘told the truth’ about what was happening [inside his country].”9 She then attacked “the ‘happy talk’ in which the Clinton administration engaged.” Rice’s message is even truer today. Words matter. Yavlinsky and other defenders of democracy inside Russia still want U.S. officials to tell the truth.

Direct personal engagement with Russian democratic activists also matters. When Ronald Reagan traveled to the Soviet Union in May 1988, he discussed arms control and regional conflicts with Soviet leader Mikhail Gorbachev. But Reagan did not let his friendship and cooperation with Gorbachev overshadow his other chief concern while in town — human rights. Speaking in Helsinki the day before entering the Soviet Union for the first time, Reagan proclaimed that “There is no true international security without respect for human rights. . . . The greatest creative and moral force in this world, the greatest hope for survival and success, for peace and happiness, is human freedom.” During his stay in the Soviet capital, Reagan echoed this theme in action and words many times, whether in his speech to students at Moscow State University or at a luncheon with nearly 100 human rights activists at the American ambassador’s residence. Reagan did not simply show up for a photo-op with these enemies of the Soviet dictatorship. He accorded these human rights activists the same respect that he showed for his Soviet counterpart. President Bush, Secretary Rice, and other high-profile American officials must adopt a similar strategy of using meetings with Russian democratic and human-rights activists to elevate attention to their cause and help protect these brave people from further harassment by the Russian government.

Material support also can make a difference. At a time when Russian democracy is eroding, some Bush administration officials have begun to discuss the timetable for Russia’s “graduation” from American-funded democracy programs. In every budget request since coming to power, the Bush administration has cut funding to the freedom Support Act (fsa) for the region as a whole and Russia in particular. Between 2002 and 2004, funding for fsa fell from $958 million to $548 million, while funding for Russia’s portion of this support fell from $162 million in 2002 to $96 million in 2004 (which, as the result of wisdom on Capitol Hill, was significantly more than the $73 million originally requested by the Bush administration) and dropped still further in 2005. The Bush Administration’s fy 2006 freedom Support Act request for Russia is a mere $48 million.

The administration argues that Russia’s economic growth allows for cuts in some of the economic programs and that the portion of the funds geared toward democracy promotion is not being targeted to the same extent. But the funds for democracy promotion should be increased. Not only is the job of democracy building in Russia incomplete; it is becoming more difficult. Moreover, if the United States abandons democratic activists in Russia now — well before democracy has taken root — what signal will this send about American staying power to democratic leaders in Iraq and Afghanistan? This assistance should also be more focused, targeted to those actors and organizations directly fighting to preserve democratic practices. For instance, now is the time to give more technical and financial support to independent media, electoral monitoring organizations, social policy campaigns, public-interest law firms, anti-corruption watchdog groups, and youth movements. At a time when party politics are devoid of debate about policies, support for issue-based campaigns targeted to promote children’s rights and students’ rights or to address citizens’ concerns about the human and financial costs of the war in Chechnya are especially important. Above all else, Western organizations involved in promoting democracy in Russia must recognize the new political context inside Russia which has evolved under Putin and not continue to implement the same programs they followed a decade ago.

Cutting funding for exchange programs and scholarships is also dangerously short-sighted, since it is this first post-communist generation — that is, those who came of age well after the Soviet Union had collapsed — who will determine Russia’s long-term political trajectory. These Russian students are America’s natural allies in developing democracy within Russia. Moreover, the United States has no greater asset for promoting democracy than the example of our own society.

In addition, the United States should devote greater resources to developing higher education within Russia, with special emphasis on establishing public-policy schools and the development of political science as a discipline. Russia now boasts several topnotch business schools, as well as first-rate departments of economics. Russian students have many options available to them if they want to learn about market institutions, but the same cannot be said about the study of democratic institutions. Subsidizing internet access inside Russia is another powerful tool for promoting democracy within Russia and integrating Russian society into the West.

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8 See George Shultz, Turmoil and Triumph: Diplomacy, Power, and the Victory of the American Ideal (Simon & Schuster, 1993), chapter 18.

9 Condoleezza Rice, “Exercising Power Without Arrogance,” Chicago Tribune (December 31, 2000).

James M. Goldgeier
Michael McFaul

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